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Bradley Edward Phillips

Oppenheimer & Co. Inc.

Atlanta, GA

Suwanee, GA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-01-28
  • GA RA
    APPROVED
    Since 2019-01-28

Branch Locations

Phipps Tower-3438 Peachtree Rd Ne Suite 950, Atlanta, GA 30326 • United States

Suwanee, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Atlanta GA 08/2015 01/2019
Morgan Stanley Private Bank, National Association New York NY 08/2015 01/2019
Oppenheimer & Co. Inc Atlanta GA 01/2019 Present
  • 08/2015 → 01/2019
    Morgan Stanley Smith Barney Llc
    Atlanta, GA
  • 08/2015 → 01/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2019 → Present
    Oppenheimer & Co. Inc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-25
  • S66 Uniform Combined State Law Examination
    2013-06-25
Designations
Other Names
  • Brad Phillips
  • Bradley E Phillips

View on SEC IAPD

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