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353 N. Clark St, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-09-21 |
| IL | RA | APPROVED | 2017-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Russell Investment Group | Tacoma | WA | 11/1997 | 08/2017 |
| Mesirow Financial, Inc. (Mfi) | Chicago | IL | 08/2017 | Present |
Seattle City Employees' Retirement System; Investment-related; 720 3rd Ave, 9th Floor, Seattle, WA, 98104; SCERS is the retirement program for City of Seattle employees; At-Large Trustee (board member); Member of the Board who responsible for overseeing the management of the business and affairs of the SCERS. It's for a 3 year term. Attend board meetings which can be done virtually; 7/1/2023; 2 hours per month;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-11 |
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