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Vincent Frank Brascia

Brascia Investment Management, Inc.

Mission Viejo, CA

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Current Employers
Brascia Investment Management, Inc.

Mission Viejo, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-08
  • CA RA
    APPROVED
    Since 2025-12-08

Branch Locations

Mission Viejo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brascia Investment Management, Inc. Mission Viejo CA 07/2001 Present
Other Businesses

Pickleball Professional: I teach pickleball on a part time basis, conducting private lessons and group lessons throughout South Orange County.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-23
S63 Uniform Securities Agent State Law Examination 1996-05-21
  • S65 Uniform Investment Adviser Law Examination
    1996-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-05-21

View on SEC IAPD

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