Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-06-14
  • IN RA
    APPROVED
    Since 2024-06-14

Branch Locations

1208 W White River Blvd - Suite 112, Muncie, IN 47303 • United States

7002 Graham Road - Suite 121, Indianapolis, IN 46220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Indianapolis IN 11/2004 06/2024
20/20 Financial Group Muncie IN 11/2004 Present
Securities America Advisors Muncie IN 01/2015 06/2024
Osaic Wealth, Inc. Indianapolis IN 06/2024 Present
  • 11/2004 → 06/2024
    Securities America, Inc.
    Indianapolis, IN
  • 11/2004 → Present
    20/20 Financial Group
    Muncie, IN
  • 01/2015 → 06/2024
    Securities America Advisors
    Muncie, IN
  • 06/2024 → Present
    Indianapolis, IN
Previous Registrations
  • 2015-01-16 → 2024-06-14
    Securities America Advisors, Inc.
    Muncie, IN
    Muncie, IN
    Indianapolis, IN
  • 2003-04-10 → 2004-11-18
    Fiducial Investment Advisors, Inc.
    Indianapolis, IN
  • 1999-10-06 → 2002-11-21
    A. G. Edwards & Sons, Inc.
    Muncie, IN
Other Businesses

1. 20/20 FINANCIAL GROUP POSITION: provide advice to my clients, service them. NATURE: provide Investment advisory to my clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/11/2004 ADDRESS: 7002 Graham Rd, suite 121, Indianapolis IN 46220 DESCRIPTION: provide investment education, recommendations and service on a level fee base. 2. 20/20 FINANCIAL GROUP POSITION: Agent NATURE: 20/20 Financial Group 7002 Graham Rd Suite 121 Indianapolis, IN 46220 INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2004 ADDRESS: 7002 Graham RD, suite 121, Indianapolis IN 46220 DESCRIPTION: insurance. life for individuals. health, life and disability for business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-14
S63 Uniform Securities Agent State Law Examination 1996-05-30
  • S65 Uniform Investment Adviser Law Examination
    2013-03-14
  • S63 Uniform Securities Agent State Law Examination
    1996-05-30

View on SEC IAPD

More in Muncie, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor