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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-06-14 |
Branch Locations
1208 W White River Blvd - Suite 112, Muncie, IN 47303 • United States
7002 Graham Road - Suite 121, Indianapolis, IN 46220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Indianapolis | IN | 11/2004 | 06/2024 |
| 20/20 Financial Group | Muncie | IN | 11/2004 | Present |
| Securities America Advisors | Muncie | IN | 01/2015 | 06/2024 |
| Osaic Wealth, Inc. | Indianapolis | IN | 06/2024 | Present |
1. 20/20 FINANCIAL GROUP POSITION: provide advice to my clients, service them. NATURE: provide Investment advisory to my clients INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/11/2004 ADDRESS: 7002 Graham Rd, suite 121, Indianapolis IN 46220 DESCRIPTION: provide investment education, recommendations and service on a level fee base. 2. 20/20 FINANCIAL GROUP POSITION: Agent NATURE: 20/20 Financial Group 7002 Graham Rd Suite 121 Indianapolis, IN 46220 INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2004 ADDRESS: 7002 Graham RD, suite 121, Indianapolis IN 46220 DESCRIPTION: insurance. life for individuals. health, life and disability for business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-30 |
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