Best Investors
Account
Sign in
Best Investors
Account
Sign in
Blue Ridge, GA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-09 |
| NC | RA | APPROVED | 2024-10-08 |
| GA | RA | APPROVED | 2024-09-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Boca Raton | FL | 11/2009 | Present |
| Swords Capital Management, Llc | Blue Ridge | GA | 02/2024 | Present |
1. 06/25/2024 - Swords Capital Management, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 7/1/2024 - 160 Hrs/Mo; 7 Hrs During Trading. 2. 11/05/2024 - Swords Capital Management LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 10/23/2024 - 160 Hours Per Month/ 7 Hours During Trading - I provide investment advisory services through Swords Capital Management LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-08 |
Reach out to this advisor