Thomas J Mcgimpsey

Current Employers

Employment History

• 05/2013 → 04/2021
  Hudson Valley Investment Advisors, Inc.
  Goshen, NY
• 04/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Middletown, NY
• 05/2021 → Present
  Bank Of America, N.A.
  Middletown, NY

Previous Registrations

• 2013-04-15 → 2013-05-22
  M&T Securities, Inc.
  Syracuse, NY
  Brewster, NY
  Fishkill, NY
  Pawling, NY
  North Salem, NY
  Fishkill, NY
  Fishkill, NY
  Fishkill, NY
  Fishkill, NY
  Cheektowaga, NY
• 2013-04-15 → 2013-05-22
  Wilmington Trust Investment Advisors, Inc.
  Fishkill, NY

Other Businesses

I*1204341For profit or not for profit: Entity CharitableName of outside business organization: Garnet Health FoundationInvestment related: NAddress of business: Middletown, New York, 10940Nature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 4/3/2023Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 10Duties: , Board Member for the foundation. Volunteer position to help provide oversight and direction to a vital and extremely valued organization in the community. I*1997306, Entity Type:Non profit, Name of OBA:Alzheimer's Disease And Related Disorders Association, Inc. Address: Poughkeepsie, NY 12601 Investment Related: Position, Title, Association: Walk Committee Member Employee Start Date: 9/1/2024 No Hours: 2-5 hrs weekly No Hours during trading: Duties:Being apart of their 2024 Walk to End Alzheimer's fund raising drive as I would be on their Executive Walk Committee. It is only a 2024 commitment. I would only be helping coordinate fund raising activities and making the walk more successful by getting folks to join the walk or donate.

Exams

• S66 Uniform Combined State Law Examination
  2021-06-18
• S65 Uniform Investment Adviser Law Examination
  2013-04-12
• S63 Uniform Securities Agent State Law Examination
  1996-05-01

Other Names

• Thomas James Mcgimpsey
• Tj Mcgimpsey
• Thomas James Mcgimpsey