Shawn Lorenz Leja

Northwestern Mutual Investment Services, LLC

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Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2015-06-23

WI RA
APPROVED

Since 2015-06-23

Branch Locations

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Franklin, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	07/2011	Present
Northwestern Mutual Investment Services Inc.	Milwaukee	WI	07/2011	Present
Leja Landscaping Limited	Franklin	WI	03/2002	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	08/2015	Present

07/2011 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
07/2011 → Present

Northwestern Mutual Investment Services Inc.

Milwaukee, WI
03/2002 → Present

Leja Landscaping Limited

Franklin, WI
08/2015 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-22
S63	Uniform Securities Agent State Law Examination	1996-06-26

S65 Uniform Investment Adviser Law Examination

2015-06-22
S63 Uniform Securities Agent State Law Examination

1996-06-26

View on SEC IAPD

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