Federico Jose Arrosa

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-25
FL	RA	APPROVED	2010-01-01

TX RA
APPROVED_RES

Since 2023-04-25
FL RA
APPROVED

Since 2010-01-01

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs International, Inc.	Coral Gables	FL	11/2002	Present
Ubs Financial Services Inc.	Coral Gables	FL	01/2010	Present

11/2002 → Present

Ubs International, Inc.

Coral Gables, FL
01/2010 → Present

Ubs Financial Services Inc.

Coral Gables, FL

Previous Registrations

2003-01-28 → 2010-01-01

Ubs International Inc.

Coral Gables, FL

Coral Gables, FL

Other Businesses

1) Nimafe VAil LLC/ investment related?:yes / 286 Costanera Road, Coral Gables FL, 33143/ Real Estate/ Buy a Condo in VAil ,Colorado/ Proprietor / owner/ Manager of the LLC/ start date: 11/2/2021/ time reqd during trading hours?: no

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-01-17

S66 Uniform Combined State Law Examination

2003-01-17

Other Names

Fredrico Jose Arrosashaw
Federico Jose Arrosa Shaw

View on SEC IAPD