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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-21 |
| CA | RA | APPROVED | 2006-04-18 |
Branch Locations
1676 North California Boulevard Suite 119, Walnut Creek, CA 94596 • United States
Walnut Creek, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Oakland | CA | 07/2002 | Present |
| Tiaa | Oakland | CA | 07/2002 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-24 |
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