Best Investors Account Sign in

Holly Peterson-Hall

Ameriprise Financial Services, LLC

Del Mar, CA

Minneapolis, MN

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-08-21
  • CA RA
    APPROVED
    Since 2012-08-21

Branch Locations

Del Mar, CA • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Scottsdale AZ 10/2009 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
  • 2005-04-05 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Irving, TX
    Scottsdale, AZ
    New Port Richey, FL
    Scottsdale, AZ
    Richardson, TX
    Irving, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-18
S63 Uniform Securities Agent State Law Examination 1998-07-20
  • S65 Uniform Investment Adviser Law Examination
    1998-09-18
  • S63 Uniform Securities Agent State Law Examination
    1998-07-20
Other Names
  • Holly Kristen Peterson
  • Holly Hall
  • Holly Kristen Petersonhall
  • Holly K Peterson-Hall
  • Holly Kristen Peterson-Hall

View on SEC IAPD

More in Del Mar, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor