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Victor Clay Amaya

Ameriprise Financial Services, LLC

Grand Rapids, MI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-07-15
MI RA APPROVED 2010-10-08
  • NV RA
    APPROVED
    Since 2024-07-15
  • MI RA
    APPROVED
    Since 2010-10-08

Branch Locations

Grand Rapids, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grand Rapids MI 09/2005 03/2020
Ameriprise Financial Services, Llc Grand Rapids MI 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-24
S63 Uniform Securities Agent State Law Examination 1996-04-16
  • S66 Uniform Combined State Law Examination
    2010-08-24
  • S63 Uniform Securities Agent State Law Examination
    1996-04-16

View on SEC IAPD

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