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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-28 |
| CA | RA | APPROVED | 2017-06-07 |
Branch Locations
333 S Grand Ave 12Th Fl, Los Angeles, CA 90071 • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P Morgan Securities Inc. | Los Angeles | CA | 05/2010 | 06/2017 |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 10/2010 | 06/2017 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 06/2017 | Present |
RENTAL PROPERTY, INV RELATED, LOS ANGELES, CA, 100% OWNER, START 10/1/2014, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: OWNER OF HOUSE. RENTAL PROPERTY; INVESTMENT RELATED; LOS ANGELES,CA; 100% OWNERSHIP; START 9/3/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-22 |
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