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Current Employers
Independent Solutions Wealth Management, Llc

305 Spindrift Drive, Williamsville, NY 14221 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-21
LA RA APPROVED 2015-10-05
FL RA APPROVED 2015-09-22
TX RA APPROVED_RES 2015-09-03
  • NY RA
    APPROVED
    Since 2021-06-21
  • LA RA
    APPROVED
    Since 2015-10-05
  • FL RA
    APPROVED
    Since 2015-09-22
  • TX RA
    APPROVED_RES
    Since 2015-09-03

Branch Locations

11770 U.S. Highway One Suite 205, Palm Beach Gardens, FL 33408 • United States

305 Spindrift Drive, Williamsville, NY 14221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Solutions Wealth Management Williamsville NY 01/2008 Present
Peak Brokerage Services, Llc Palm Beach Gardens FL 09/2015 Present
Blackridge Asset Management, Llc Williamsville NY 09/2015 02/2020
  • 01/2008 → Present
    Independent Solutions Wealth Management
    Williamsville, NY
  • 09/2015 → Present
    Peak Brokerage Services, Llc
    Palm Beach Gardens, FL
  • 09/2015 → 02/2020
    Williamsville, NY
Previous Registrations
  • 2016-05-19 → 2020-01-29
    Jupiter, FL
    Jupiter, FL
  • 2013-02-28 → 2015-09-03
    Next Financial Group, Inc.
    Jupiter, FL
    Oakhurst, NJ
    Jupiter, FL
    Williamsville, NY
    Niagara Falls, NY
    Lake Worth, FL
    Casselberry, FL
    Las Vegas, NV
    Hamburg, NY
    Wilson, NY
Other Businesses

1) Independent Solutions Welath Management Llc (Corp); Officer; Active Owner; 30% Time Spent; 33% Ownership; Cont. Term 2)Financial Guys Llc; Insurance; Radioshow, Advertising Sales, Financial Services; Agent; Active Owner; 50% Time Spent; 50% Ownership; Cont. Term 3) Neiman Funds Management, Llc; Ria Advisor To Mutual Fund - Neiman Large Cap Value Fund; Director; Active Owner; 17% Time Spent; 16.34% Owner; Continuous Term; Comp Varies 4) The Financial Guys Insurance, Llc; Co-Owner/Partner. Duties: Limited Operational Involvement. Start Date: 6/1/17. Approximate Hours Spent On Activity Per Month: 2 Approximate Hours Spent On Activity Per Month During Trading Hours: 0 5) 305 Sprindrift LLC; Ownership Of Building Through LLC; Co-Owner; Start Date: 4.1.18; Approximate Number Of Hours Spent on Activity Per Month: 2 Hours. 6) Company Name: TFG Insurance/TFG Florida Insurance; Type of Outside Business Activity: P&C ; Position: Manager; Duties of Position: Marketing Director; Start Date: 09/30/2020; Approximate # of hours per month spent: 20; Approximate # of hours spent during trading hours: 1 7) Business entity: The Financial Guys Media; Business Activity: Media/Marketing

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-25
S63 Uniform Securities Agent State Law Examination 1996-04-16
  • S65 Uniform Investment Adviser Law Examination
    2013-02-25
  • S63 Uniform Securities Agent State Law Examination
    1996-04-16
Other Names
  • Glenn Charles Jr Wiggle

View on SEC IAPD

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