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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-24 |
| CA | RA | APPROVED | 2012-06-19 |
Branch Locations
1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States
50 Rowes Wharf, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Los Angeles | CA | 09/2003 | Present |
| Jpmorgan Chase Bank Na | Los Angeles | CA | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-19 |
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