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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-24
CA RA APPROVED 2012-06-19
  • TX RA
    APPROVED_RES
    Since 2023-07-24
  • CA RA
    APPROVED
    Since 2012-06-19

Branch Locations

1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States

50 Rowes Wharf, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Los Angeles CA 09/2003 Present
Jpmorgan Chase Bank Na Los Angeles CA 01/2017 Present
  • 09/2003 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
  • 01/2017 → Present
    Jpmorgan Chase Bank Na
    Los Angeles, CA
Previous Registrations
  • 2007-02-14 → 2008-10-01
    J.P. Morgan Securities Inc.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-13
S63 Uniform Securities Agent State Law Examination 1999-07-19
  • S65 Uniform Investment Adviser Law Examination
    2007-02-13
  • S63 Uniform Securities Agent State Law Examination
    1999-07-19
Other Names
  • Liz Hogan

View on SEC IAPD

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