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505 Montgomery St. 11Th Floor, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-28 |
| CT | RA | APPROVED | 2022-02-28 |
Branch Locations
505 Montgomery St. 11Th Floor, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| True Link Financial Advisors | San Francisco | CA | 01/2022 | Present |
| Fairfield Bush | Darien | CT | 02/2018 | 01/2022 |
| Unemployed | Fairfield | CT | 11/2016 | 02/2018 |
| Deprince Race & Zollo | Winter Park | FL | 03/2013 | 10/2016 |
| Gotham Asset Management | New York | NY | 03/2010 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-28 |
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