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8000 Avalon Blvd Suite 100, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-01-12 |
Branch Locations
300 Tyler Rd, Oak Ridge, TN 37830 • United States
8000 Avalon Blvd Suite 100, Alpharetta, GA 30009 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Oak Ridge | TN | 06/2014 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 06/2014 | 01/2021 |
| Mpwm Advisory Solutions, Llc | Oak Ridge | TN | 01/2021 | Present |
1. 8/11/2021 - MPWM Advisory Solutions, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/01/2021 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through MPWM Advisory Solutions, LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 08/19/2021 - MPWM Advisory Solutions, LLC - DBA: (Hybrid) Mullins Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 06/15/2014 - 40 Hours Per Month/35 Hours During Securities Trading - Owner of Mullins Wealth Management. 3. 9/9/2021 - Mullins Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/16/2014 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-29 |
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