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Florence M Perry

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Newton, NJ

Flanders, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-27
NJ RA APPROVED 2004-03-18
  • TX RA
    APPROVED
    Since 2019-03-27
  • NJ RA
    APPROVED
    Since 2004-03-18

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

122 Water St, Newton, NJ 07860 • United States

70 Flanders Bartley Rd, Flanders, NJ 07836 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Flanders NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Flanders NJ 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-16
S63 Uniform Securities Agent State Law Examination 1996-04-18
  • S65 Uniform Investment Adviser Law Examination
    2004-03-16
  • S63 Uniform Securities Agent State Law Examination
    1996-04-18

View on SEC IAPD

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Other Offices

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RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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