Michael Lee Mishler

Current Employers

Employment History

• 02/2005 → 02/2025
  Sigma Financial Corporation
  Ann Arbor, MI
• 03/2025 → Present
  Independent Financial Group, Llc
  Fort Wayne, IN
• 03/2025 → Present
  724 Capital, Llc
  Fort Wayne, IN

Previous Registrations

• 2025-03-21 → 2025-12-31
  724 Capital, Llc
  Fort Wayne, IN
  Lansing, MI
• 2005-02-14 → 2025-02-24
  Spc
  Ann Arbor, MI
  Fort Wayne, IN
• 1998-12-01 → 2005-02-15
  Osaic Fa, Inc.
  Fort Wayne, IN

Other Businesses

1. Sale of various insurance products (including life, disability, LTC, group health, group disability, etc.) with various life insurance companies. 2. MLM FINANCIAL MANAGEMENT CORP. OWNER, INSURANCE & INVESTMENTS, STARTED 3/04. 3. JUNIOR ACHIEVEMENT OF NORTH INDIANA, BOARD MEMBER, NON-PROFIT EDUCATION. 4. SMS BENEFIT ADVISORS, LLC. PARTIAL OWNER, VARIOUS INSURANCE PRODUCTS, STARTED 4/1/2004. 5. PAPERMILL CONDO ASSOCIATION OWNERS BOARD POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2023 ADDRESS: 1910 St. Joe Center Road, Suite 25, Fort Wayne IN 46825, United States DESCRIPTION: Along with other board members, evaluate owner requests, maintenance and upkeep needs, vendor selection, assessment allocation etc 6. Purchased residential home in Fort Wayne, IN. and will be collecting rent from tenant. Start date: 11/18/24, approx. 60 hrs/mo with 20% during mkt hrs. INV REL: N 7. CIG FINANCIAL SERVICES POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/24/2025 ADDRESS: 1910 St. Joe Center Road, Suite 25, Fort Wayne IN 46825, United States DESCRIPTION: Investment Advisor representative working with individual and corporate clients 8. 724 CAPITAL, LLC POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/21/2025 ADDRESS: 1910 St. Joe Center Road, Suite 25, Fort Wayne IN 46825, United States DESCRIPTION: Investment Advisor Representative for individuals and corporations. 9. JUNIOR ACHIEVEMENT OF NORTHERN INDIANA POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/1996 ADDRESS: 1910 St. Joe Center Road, Suite 25, Fort Wayne IN 46825, United States DESCRIPTION: Provide input at board meetings, help with events, serve on committees, volunteer to teach in classrooms, manage 403b plans for employees with no compensation received. 10. MARY MISHLER ESTATE POSITION: Volunteer NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 12/25/2025 ADDRESS: 2526 East Dr., Fort Wayne IN 46805, United States DESCRIPTION: Executor of mother's estate. Mary E. Mishler Estate

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-04-11