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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-05-17 |
| TX | RA | APPROVED | 2005-08-01 |
Branch Locations
15851 Dallas Pkwy, Ste 400, Addison, TX 75001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Addison | TX | 08/2005 | Present |
(1) 08/23/2005 * NO BUSINESS NAME * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) (2) 08/23/2005 * Sandene Startegies, LLC. * DBA for LPL Business (entity for LPL business) * Sandene Startegies, LLC. * INV REL * AT REPORTED BUSINESS LOCATION(S) (3) 02/08/2018 - Sandene - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/01/2005 - 50 Hours Per Month/30 Hours During Securities Trading. (4) 6/29/2020 - Business Pros - Not Investment Related - 500 North Central Expressway, Suite 500, Plano TX 75074 - Rep Business - Facilitator - Start Date: 7/1/2020 - 4 Hours Per Month/2 Hours During Securities Trading - Lead each meeting. (5) 12/23/2024- BIZ OWNERS ONLY, LLC- Other - For Profit Limited Liability Company (LLC)-Not INV Related- Home based- 08/01/2023- 4 Hours Per Month-
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-04 |
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