Andrew Joseph Brinkman

Current Employers

Stableford Capital Llc

14648 N. Scottsdale Road Suite 130, Scottsdale, AZ 85254 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-04-08
CA	RA	APPROVED	2017-05-17
TX	RA	APPROVED_RES	2016-01-15
AZ	RA	APPROVED	2015-01-13

IL RA
APPROVED

Since 2026-04-08
CA RA
APPROVED

Since 2017-05-17
TX RA
APPROVED_RES

Since 2016-01-15
AZ RA
APPROVED

Since 2015-01-13

Branch Locations

Mill Valley, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stableford Capital, Llc	Scottsdale	AZ	11/2014	Present

11/2014 → Present

Stableford Capital, Llc

Scottsdale, AZ

Previous Registrations

2008-09-22 → 2014-12-08

Robert W. Baird & Co. Incorporated

Scottsdale, AZ
2005-06-09 → 2008-09-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Scottsdale, AZ

Other Businesses

(1) Andrew Brinkman Holdings, LLC/not investment-related/Phoenix, AZ/Holding company/Manager/September 2014/two hours per month and during trading hours. (2) Life and Health Insurance license/investment-related/California and Arizona/occaisonal insurance sales/September 2018/approximately 4 hours per month (all during trading hours).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-08
S65	Uniform Investment Adviser Law Examination	1996-06-05
S63	Uniform Securities Agent State Law Examination	1996-05-22

S66 Uniform Combined State Law Examination

2005-06-08
S65 Uniform Investment Adviser Law Examination

1996-06-05
S63 Uniform Securities Agent State Law Examination

1996-05-22

Other Names

Andrew J Brinkman

View on SEC IAPD