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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-11-09 |
Branch Locations
One Post Office Square, Boston, MA 02109 • United States
Hingham, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | Boston | MA | 11/2007 | Present |
1) S.M. Article 5D Family Trust / Wellesly,MA 02482 / Trust/ Other Family Trust / preservation of assets / Trustee / / co trustee for family trust / Start Date 2/4/16 / 2)- NAME OF OTHER BUSINESS: Fanning Family Trust - INVESTMENT RELATED?: yes - ADDRESS:21 Clark Road, Hingham, MA 02043/ US - NATURE OF THE BUSINESS: - POSITION: Trustee - DUTIES:I am the trustee on my children's trust. This trust has assets that they inherited from my mother-in-law, Carol Fanning. - START DATE:4/14/2020 - HOURS DEVOTED TO BUSINESS: NA 3) NAME OF OTHER BUSINESS: Health Equity International / INVESTMENT RELATED?: N / ADDRESS: 40 Glen Avenue, Newton, MA/ NATURE OF THE BUSINESS: Host committee for an upcoming dinner in November of 2023 / POSITION: Member of a committee with management / supervisor functions / DUTIES: Host committee for an dinner. Drive attendance / START DATE: 2/14/2023 / HOURS DEVOTED TO BUSINESS: NA 4) Name of Business: Hingham Historical Society./ Address: 34 Main Street Hingham MA United States 02043./ Investment Related: No./ Nature: The Hingham Historical Society, founded in 1914, is a member-supported non-profit organization dedicated to collecting, preserving, exhibiting, and interpreting the history of the town of Hingham, Massachusetts. We offer educational programs, exhibits, and year-round activities for families, students, and all those who seek to gain a deeper appreciation of our community's and our nation's history. Role: Member of a committee with management / supervisor functions./ Duty: Drive attendance and fundraise for the entity./ Start Date: 8/1/2023./ Time Required: Yes. 5) 6 Mirasol Lane Realty Trust, Own a home on Cape Cod in Harwich Port, MAUnited States-02646, This is realty trust that will own a home on Cape Cod, start date-6/10/2025. 6)The M F 1991 Irrevocable Insurance Trust U/A 3rd (GST Exempt) fbo D HProtection of assets. Distributions to beneficiary,BostonMAUnited States02115Verbally approve asset allocation decisions Start Date - 7/6/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-23 |
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