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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

1150 Pittsford Victor Road Ste A, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M & T Securities Buffalo NY 10/2012 12/2017
Cetera Investment Services Llc St.CLoud MN 12/2017 Present
The Canandaigua National Bank Pittsford NY 12/2017 Present
Cetera Investment Advisers Llc Pittsford NY 12/2017 Present
  • 10/2012 → 12/2017
    M & T Securities
    Buffalo, NY
  • 12/2017 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 12/2017 → Present
    The Canandaigua National Bank
    Pittsford, NY
  • 12/2017 → Present
    Pittsford, NY
Previous Registrations
  • 2013-02-26 → 2017-12-08
    M&T Securities, Inc.
    Cheektowaga, NY
    Batavia, NY
    Corfu, NY
    Elba, NY
    Lyndonville, NY
    Oakfield, NY
    Buffalo, NY
    Lockport, NY
    Lockport, NY
    Rochester, NY
    Spencerport, NY
    Rochester, NY
    Brockport, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Village Of Honeoye Falls, NY
    Rochester, NY
  • 2003-12-15 → 2005-01-14
    New York, NY
  • 2002-09-09 → 2003-09-11
    Quick & Reilly, Inc.
    Forest Hills, NY
Other Businesses

1.DIRECTOR OF BUSINESS DEVELOPMENT FOR CANANDAIGUA NATIONAL BANK & TRUST, OVERSEE THE PROCESS FOR CLIENT GROWTH AND RETENTION FOR CNB WEALTH MANAGEMENT AND CANANDAIGUA NATIONAL BANK INSURANCE AGENCY, CNBIA (AGENCY SELLS ONLY PROPERTY AND CASUALTY INSURANCE) LEAD THE RETAIL NON-DEPOSIT INVESTMENT PROGRAM (WHICH INCLUDES CANADAIGUA INVESTMENT SERVICES), INCREASE VISIBILITY OF WEALTH MANAGEMENT SERVICES ACROSS THE BANK, LEADING SYNERGY INITIATIVES AND FOCUS ON RECRUITING & EMPLOYEE DEVELOPMENT 2. CHAIRMAN OF THE BOARD FOR CANDADAIGUA NATIONAL BANK INSURANCE AGENCY, PROPERTY & CASUALTY INSURANCE ONLY, FACILITATING AND COORDINATING CNBIA BOARD MEETINGS AND OVERSEEING OPERATIONAL AND SALES OF NON-CETERA INSURANCE PRODUCTS & SERVICES 3. BOARDMEMBER AT TENNIS CLUB OF ROCHESTER; HELPING WITH LONG TERM GOALS OF THE CLUB; 1 HR/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-25
S63 Uniform Securities Agent State Law Examination 1996-07-09
  • S65 Uniform Investment Adviser Law Examination
    2013-02-25
  • S63 Uniform Securities Agent State Law Examination
    1996-07-09

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