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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
1150 Pittsford Victor Road Ste A, Pittsford, NY 14534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M & T Securities | Buffalo | NY | 10/2012 | 12/2017 |
| Cetera Investment Services Llc | St.CLoud | MN | 12/2017 | Present |
| The Canandaigua National Bank | Pittsford | NY | 12/2017 | Present |
| Cetera Investment Advisers Llc | Pittsford | NY | 12/2017 | Present |
1.DIRECTOR OF BUSINESS DEVELOPMENT FOR CANANDAIGUA NATIONAL BANK & TRUST, OVERSEE THE PROCESS FOR CLIENT GROWTH AND RETENTION FOR CNB WEALTH MANAGEMENT AND CANANDAIGUA NATIONAL BANK INSURANCE AGENCY, CNBIA (AGENCY SELLS ONLY PROPERTY AND CASUALTY INSURANCE) LEAD THE RETAIL NON-DEPOSIT INVESTMENT PROGRAM (WHICH INCLUDES CANADAIGUA INVESTMENT SERVICES), INCREASE VISIBILITY OF WEALTH MANAGEMENT SERVICES ACROSS THE BANK, LEADING SYNERGY INITIATIVES AND FOCUS ON RECRUITING & EMPLOYEE DEVELOPMENT 2. CHAIRMAN OF THE BOARD FOR CANDADAIGUA NATIONAL BANK INSURANCE AGENCY, PROPERTY & CASUALTY INSURANCE ONLY, FACILITATING AND COORDINATING CNBIA BOARD MEETINGS AND OVERSEEING OPERATIONAL AND SALES OF NON-CETERA INSURANCE PRODUCTS & SERVICES 3. BOARDMEMBER AT TENNIS CLUB OF ROCHESTER; HELPING WITH LONG TERM GOALS OF THE CLUB; 1 HR/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-09 |
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