John Franklin Roberts

Current Employers

Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-04-19

TX RA
APPROVED

Since 2016-04-19

Branch Locations

Bastrop, TX • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Grindhouse Games	Georgetown	TX	06/2011	Present
Kestra Advisory Services, Llc	Austin	TX	04/2016	Present
Kestra Investment Services, Llc	Austin	TX	10/2013	Present

06/2011 → Present

Grindhouse Games

Georgetown, TX
04/2016 → Present

Kestra Advisory Services, Llc

Austin, TX
10/2013 → Present

Kestra Investment Services, Llc

Austin, TX

Previous Registrations

2010-10-22 → 2013-10-24

Veritrust Financial, Llc

Austin, TX

Other Businesses

Business Name: Grindhouse Games Investment Related: No Address: 128 Mockingbird Lane Georgetown TX 78633 Nature of Business: Other Other/None of the Above rule development, shipping and handling Position, Title or Relationship: Officer Start Date: 10/25/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: rule development, shipping and handling

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-10
S63	Uniform Securities Agent State Law Examination	2006-05-04

S66 Uniform Combined State Law Examination

2010-09-10
S63 Uniform Securities Agent State Law Examination

2006-05-04

Other Names

John F Roberts

View on SEC IAPD