Dawn Cheryce Rodriguez

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2006-06-01

TX RA
APPROVED

Since 2006-06-01

Branch Locations

Houston, TX • United States

2950 N Loop West, Ste 500, Houston, TX 77092 • United States

13201 Nw Freeway, Ste 800, Houston, TX 77040 • United States

950 Echo Lane, Suite 200, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Houston	TX	06/2006	Present

06/2006 → Present

Lpl Financial Llc

Houston, TX

Previous Registrations

1999-03-01 → 2006-06-13

Chase Investment Services Corp.

Houston, TX

Other Businesses

1) 11/23/2016 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/22/14 - 8 Hours Per Month During Securities Trading - Fixed insurance.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-05-29
S63	Uniform Securities Agent State Law Examination	1996-05-16

S65 Uniform Investment Adviser Law Examination

1996-05-29
S63 Uniform Securities Agent State Law Examination

1996-05-16

Other Names

Dawn Cheryce Gordey

View on SEC IAPD