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Marvin Deaver

Usi Advisors

Dallas, TX

Glastonbury, CT

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-30
  • TX RA
    APPROVED
    Since 2022-11-30

Branch Locations

14241 Dallas Pkwy Ste 700, Dallas, TX 75254 • United States

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwfs Equities, Inc. Greenwood Village CO 01/2015 08/2019
Lpl Financial Dallas TX 02/2020 05/2021
Usi Consulting Group Glastonbury CT 10/2022 Present
Usi Securities Glastonbury CT 10/2022 Present
Usi Advisors Glastonbury CT 10/2022 Present
Unemployed Dallas TX 06/2021 09/2022
Unemployed Dallas TX 09/2019 01/2020
  • 01/2015 → 08/2019
    Gwfs Equities, Inc.
    Greenwood Village, CO
  • 02/2020 → 05/2021
    Lpl Financial
    Dallas, TX
  • 10/2022 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 10/2022 → Present
    Usi Securities
    Glastonbury, CT
  • 10/2022 → Present
    Usi Advisors
    Glastonbury, CT
  • 06/2021 → 09/2022
    Unemployed
    Dallas, TX
  • 09/2019 → 01/2020
    Unemployed
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-19
S63 Uniform Securities Agent State Law Examination 1996-05-02
  • S65 Uniform Investment Adviser Law Examination
    2021-05-19
  • S63 Uniform Securities Agent State Law Examination
    1996-05-02
Other Names
  • Marvin Lynn Deaver

View on SEC IAPD

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