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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-05 |
| SC | RA | APPROVED | 2025-09-08 |
| IL | RA | APPROVED | 2022-11-09 |
| CO | RA | APPROVED | 2021-03-30 |
| AZ | RA | APPROVED | 2020-06-23 |
| OH | RA | APPROVED | 2018-03-27 |
| NC | RA | APPROVED | 2017-07-19 |
| IN | RA | APPROVED | 2002-01-31 |
Branch Locations
6223 Constitution Drive, Fort Wayne, IN 46804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| La Salle St. Securities, Inc. | Ft Wayne | IN | 03/1996 | Present |
FRANK FINANCIAL GROUP (DBA)- SELL FIXED INSURANCE; LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA; FIXED INSURANCE; Notary Public
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-14 |
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