Norman Edward Ettinger

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-17
ID	RA	APPROVED	2015-06-02

TX RA
APPROVED_RES

Since 2025-10-17
ID RA
APPROVED

Since 2015-06-02

Branch Locations

Sandpoint, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Co	Sandpoint	ID	05/1995	Present
Principal Securities Inc	Sandpoint	ID	03/1996	Present

05/1995 → Present

Principal Life Insurance Co

Sandpoint, ID
03/1996 → Present

Principal Securities Inc

Sandpoint, ID

Other Businesses

**OUTSIDE INSURANCE, BROKER-FIXED ANNUITIES, TERM, UL, LTC, DI, GROUP, HEALTH, 7/21/11. **GREEN GABLES POSITION: Co-Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 123 Forbes Drive, Cresco PA 18326, United States DESCRIPTION: Passive investor in this STR (short term rental).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-07
S63	Uniform Securities Agent State Law Examination	1996-06-24

S65 Uniform Investment Adviser Law Examination

2007-08-07
S63 Uniform Securities Agent State Law Examination

1996-06-24