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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
401 Austin Street Suite 105, Big Spring, TX 79720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Big Spring | TX | 03/1996 | 11/2024 |
| Prudential Insurance Company Of America | Big Spring | TX | 03/1996 | Present |
| Lpl Enterprise, Llc | Big Spring | TX | 11/2024 | Present |
1) 10/04/2024 - City Council - Big Spring, TX - Local elected official. Represent constituents in matters of local civic concern - Politics/ Government - Non Inv Related - At BIG SPRING, TX - Start Date 03/15/2021 - 10hrs/mth - 4hrs/mth During Trading 2) 10/04/2024 - Greater Big Spring Rotary Club - Membership chair - Recruit and retain members - Non-Profit Board Member - Non Inv Related - At BIG SPRING, TX - Start Date 07/01/2024 - 4hrs/mth - 2hrs/mth During Trading 3) 11/14/2024-Troy Tompkins-health insurance agent-Non-Variable Insurance-Inv related-At Big Spring, TX-Start date 07/10/2024-2hrs/mth-2hrs/mth during trading 4) 02/04/2026-West Texas Veterans Memorial-Board Member-Non-Profit Board Member-Not inv related-At Big Spring, TX-Start date 01/01/2026-1hrs/mth-1hrs/mth during trading 5) 02/23/2026-City of Big Spring-Charter Review Committee member-Politics/ Government-Not inv related-At Big Spring, TX-Start date 02/18/2026-3hrs/mth-0hrs/mth during trading 6) 06/26/2026 - City of Big Spring Civil Service Commission - Politics/ Government - Not Investment Related - Big Spring, TX - Start Date 06/23/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-26 |
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