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Current Employers
Sac Investment Management Llc

Ft. Lauderdale, FL • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-02-27
TX RA APPROVED_RES 2024-06-04
PA RA APPROVED 2022-12-09
FL RA APPROVED 2022-12-01
  • GA RA
    APPROVED
    Since 2025-02-27
  • TX RA
    APPROVED_RES
    Since 2024-06-04
  • PA RA
    APPROVED
    Since 2022-12-09
  • FL RA
    APPROVED
    Since 2022-12-01

Branch Locations

Ft. Lauderdale, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leigh Baldwin & Co., Llc Cazenovia NY 01/2001 10/2022
Leigh Baldwin & Co., Llc Cazenovia NY 02/2017 01/2023
Sac Investment Management Llc Ft. Lauderdale FL 10/2022 Present
Previous Registrations
  • 2017-02-21 → 2023-01-10
    Fort Lauderdale, FL
    Clarks Summit, PA
    Clarks Summit, PA
    Cazenovia, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-01
S63 Uniform Securities Agent State Law Examination 1996-06-21
  • S65 Uniform Investment Adviser Law Examination
    2021-06-01
  • S63 Uniform Securities Agent State Law Examination
    1996-06-21

View on SEC IAPD

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