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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| PA | RA | APPROVED | 2025-12-15 |
Branch Locations
Allison Park, PA • United States
1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dws Distributors, Inc. | Chicago | IL | 02/2012 | 10/2025 |
| Rbc Capital Markets, Llc | Sewickley | PA | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-30 |
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