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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-10
CA RA APPROVED 2015-04-07
  • TX RA
    APPROVED_RES
    Since 2021-08-10
  • CA RA
    APPROVED
    Since 2015-04-07

Branch Locations

200 N Pacific Coast Hwy Suite 1825, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co El Segundo CA 01/2007 Present
Mml Investors Services, Llc El Segundo CA 03/2007 Present
Lenox Advisors, Inc/ Massmutual New York NY 02/2007 08/2021
  • 01/2007 → Present
    Massmutual Life Insurance Co
    El Segundo, CA
  • 03/2007 → Present
    El Segundo, CA
  • 02/2007 → 08/2021
    Lenox Advisors, Inc/ Massmutual
    New York, NY
Previous Registrations
  • 2007-05-09 → 2011-07-12
    Lenox Advisors, Inc.
    New York, NY
  • 2003-02-04 → 2007-02-23
    New York, NY
    New York, NY
Other Businesses

NAME: PAUL KARLITZ INV REL: Y ADD: RESIDENTIAL ADD NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: SALES START DATE: 02/2007 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: INDIVIDUAL AND GROUP LIFE, INDIVIDUAL AND GROUP HEALTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-13
S65 Uniform Investment Adviser Law Examination 1998-02-20
S63 Uniform Securities Agent State Law Examination 1996-04-03
  • S66 Uniform Combined State Law Examination
    2015-03-13
  • S65 Uniform Investment Adviser Law Examination
    1998-02-20
  • S63 Uniform Securities Agent State Law Examination
    1996-04-03

View on SEC IAPD

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