Susan Joy Merrick

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2013-10-14

MI RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2013-10-14

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Southfield	MI	12/2003	Present

12/2003 → Present

Lpl Financial, Llc

Southfield, MI

Other Businesses

1. 11/13/2003 * NO BUSINESS NAME * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) 2. 11/19/2003 * NO BUSINESS NAME * DBA for LPL Business (entity for LPL business) * AMERICA GROUP FINANCIAL SERVICES * INV REL * AT REPORTED BUSINESS LOCATION(S) 3. 1/28/2004 - NON-VARIABLE INSURANCE - SELLING FIXED ANNUITIES, HEALTH AND FIXED LIFE INSURANCE. - SOUTHFIELD, MI. 4. 5/23/2007 - DBA ONLY - AMERICA GROUP RETIREMENT STRATEGY CENTER - SOUTHFIELD, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-08
S65	Uniform Investment Adviser Law Examination	1997-05-19
S63	Uniform Securities Agent State Law Examination	1996-04-29

S66 Uniform Combined State Law Examination

2010-06-08
S65 Uniform Investment Adviser Law Examination

1997-05-19
S63 Uniform Securities Agent State Law Examination

1996-04-29