Athanasios Tomaras

Current Employers

R. F. Lafferty & Co., Inc.

40 Wall Street Suite 3602, New York, NY 10005 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2016-03-01

FL RA
APPROVED

Since 2016-03-01

Branch Locations

Tampa, FL • United States

40 Wall Street Suite 3602, New York, NY 10005 • UNITED STATES

40 Wall Street Suite 3602, New York, NY 10005 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fulcrum Securities, Llc	Oldsmar	FL	03/2012	Present
Rf Lafferty & Co Inc	New York	NY	10/2015	Present

03/2012 → Present

Fulcrum Securities, Llc

Oldsmar, FL
10/2015 → Present

Rf Lafferty & Co Inc

New York, NY

Previous Registrations

2012-11-13 → 2016-07-20

Fulcrum Advisory Services, Llc

St. Louis, MO

Oldsmar, FL
2009-06-01 → 2012-03-27

Morgan Stanley

Clearwater, FL

Tampa, FL

Clearwater, FL

Tampa, FL
2007-04-02 → 2009-06-11

Morgan Stanley & Co. Llc

New York, NY

Clearwater, FL
2006-01-04 → 2007-04-02

Morgan Stanley Dw Inc.

Clearwater, FL

Clearwater, FL
2003-07-07 → 2004-07-13

Ameriprise Advisor Services, Inc.

Clearwater, FL
2002-10-18 → 2003-07-09

Choreo, Llc

Clearwater, FL

Other Businesses

June 30 2017 TESA LLC - DBA- Clean Cut Professional Lawn and Landscape LLC Owner of commercial and residential landscaping company spend approximately 3 hours a week during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-05
S63	Uniform Securities Agent State Law Examination	1996-07-26

S65 Uniform Investment Adviser Law Examination

2005-12-05
S63 Uniform Securities Agent State Law Examination

1996-07-26

Other Names

Thanasi Tomaras

View on SEC IAPD