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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-12
NY RA APPROVED 2022-07-11
  • TX RA
    APPROVED
    Since 2022-07-12
  • NY RA
    APPROVED
    Since 2022-07-11

Branch Locations

1 New York Plaza, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 06/2009 03/2020
Morgan Stanley Services Group Inc. New York NY 03/2017 03/2020
Morgan Stanley Smith Barney Llc New York NY 12/2021 Present
Unemployed Fort Lee NJ 03/2020 12/2021
  • 06/2009 → 03/2020
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 03/2017 → 03/2020
    Morgan Stanley Services Group Inc.
    New York, NY
  • 12/2021 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 03/2020 → 12/2021
    Unemployed
    Fort Lee, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-11
  • S66 Uniform Combined State Law Examination
    2022-07-11

View on SEC IAPD

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