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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-06-05 |
| TX | RA | APPROVED | 2018-06-05 |
Branch Locations
98 W Portal Ave, Floor 01, San Francisco, CA 94127 • United States
20573 Stevens Creek Blvd, Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 08/2013 | 08/2017 |
| East West Bank | San Francisco | CA | 08/2017 | 05/2018 |
| Cetera Investment Services Llc | San Francisco | CA | 08/2017 | 05/2018 |
| Cetera Investment Advisers Llc | San Francisco | CA | 08/2017 | 05/2018 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 05/2018 | Present |
| J.P. Morgan Securities Llc | San Francisco | CA | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-18 |
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