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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-03
IL RA APPROVED 2016-07-26
  • TX RA
    APPROVED_RES
    Since 2019-01-03
  • IL RA
    APPROVED
    Since 2016-07-26

Branch Locations

307 N Michigan Ave. Ste. 820, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 07/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2016 Present
Previous Registrations
Other Businesses

1) JOHN WOOD, ATTORNEY, 19403 WOODEDGE LN, MOKENA, IL 60448, 11/1997, SOLE PROPRIETOR, LAW PRACTICE, NIR, 40 HRS/MO 0 HRS/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 140 HRS/MO - 140 HRS/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3) JOHN N WOOD, INDEPENDENT INSURANCE AGENT, 332 S MICHIGAN AVE 9 FL, CHICAGO, IL, 5/2010 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 10 HRS/YR - 5 HRS/YR TRADING. 4) GRANT PARK LEGAL ADVISORS LLC, 307 N. Michigan Ave, Ste 820, Chicago IL 60601, United States, 4/2018, Owner, NIR, 20 HRS/MO, 5 HRS/MO TRADING. 5) GRANT PARK ADVISORS LLC, 332 S. Michigan Ave, 9th Flr, Chicago IL 60604, United States, 04/06/2018, Owner, DBA Name, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-28
S63 Uniform Securities Agent State Law Examination 1996-03-28
  • S65 Uniform Investment Adviser Law Examination
    2010-07-28
  • S63 Uniform Securities Agent State Law Examination
    1996-03-28

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