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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-18
MD RA APPROVED 2020-02-13
  • TX RA
    APPROVED_RES
    Since 2020-02-18
  • MD RA
    APPROVED
    Since 2020-02-13

Branch Locations

9881 Broken Land Parkway Suite 301, Columbia, MD 21046 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Columbia MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Columbia MD 11/2016 02/2020
Raymond James Financial Services, Inc Columbia MD 02/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Columbia, MD
  • 11/2016 → 02/2020
    Columbia, MD
  • 02/2020 → Present
    Raymond James Financial Services, Inc
    Columbia, MD
Previous Registrations
Other Businesses

(1) Name of Business: 2425 Daisy Road LLC Address: 2425 Daisy Road, Woodbine, MD, 21797, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/07/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: My wife and I are relocating our primary residence to a farm where we will conduct various horse related activities and some other farming (2) Name of Business: Days End Farm Horse Rescue Address: 1372 Woodbine Rd, Woodbine, MD, 21797, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 05/31/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board of Directors for non-profit animal protection firm. I will most likely be on the finance committee with no authority over any funds or banking type accounts. I will also join Advancement and the Capital Campaign groups. (3) Name of Business: Harbor Bank of Maryland Address: 2425 Daisy Road, Woodbine, MD, 21797, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 06/30/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I have been asked to join the Board of Directors for the Bank. I am a member of the Audit & Compliance Committee of the Board. I will be responsible for attending monthly Board meetings and at least four annual committee meetings. I am responsible to be a member of at least one Committee. (4) Name of Business: Merriweather Money Management Address: 9881 Broken Land Parkway Ste 301, Columbia, MD, 21046, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/11/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am an owner. This is the name of our advisory services firm affiliated with Raymond James. Our office identification is EFL.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-26
S65 Uniform Investment Adviser Law Examination 1996-03-26
  • S63 Uniform Securities Agent State Law Examination
    1996-03-26
  • S65 Uniform Investment Adviser Law Examination
    1996-03-26
Other Names
  • Jonathan Dickey

View on SEC IAPD

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