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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-18 |
| MD | RA | APPROVED | 2020-02-13 |
Branch Locations
9881 Broken Land Parkway Suite 301, Columbia, MD 21046 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Columbia | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Columbia | MD | 11/2016 | 02/2020 |
| Raymond James Financial Services, Inc | Columbia | MD | 02/2020 | Present |
(1) Name of Business: 2425 Daisy Road LLC Address: 2425 Daisy Road, Woodbine, MD, 21797, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/07/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: My wife and I are relocating our primary residence to a farm where we will conduct various horse related activities and some other farming (2) Name of Business: Days End Farm Horse Rescue Address: 1372 Woodbine Rd, Woodbine, MD, 21797, United States Activity Type: Non profit Position/Title: Board Member Investment Related: Yes Start Date: 05/31/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board of Directors for non-profit animal protection firm. I will most likely be on the finance committee with no authority over any funds or banking type accounts. I will also join Advancement and the Capital Campaign groups. (3) Name of Business: Harbor Bank of Maryland Address: 2425 Daisy Road, Woodbine, MD, 21797, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 06/30/2022 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I have been asked to join the Board of Directors for the Bank. I am a member of the Audit & Compliance Committee of the Board. I will be responsible for attending monthly Board meetings and at least four annual committee meetings. I am responsible to be a member of at least one Committee. (4) Name of Business: Merriweather Money Management Address: 9881 Broken Land Parkway Ste 301, Columbia, MD, 21046, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/11/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am an owner. This is the name of our advisory services firm affiliated with Raymond James. Our office identification is EFL.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-03-26 |
| S65 | Uniform Investment Adviser Law Examination | 1996-03-26 |
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