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2651 Warrenville Road Suite 200, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-08 |
Branch Locations
200 South Wacker Drive Suite 3100, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chicago | IL | 12/2014 | Present |
| Highpoint Advisor Group Llc | Chicago | IL | 12/2014 | Present |
(1) 12/12/2014: HIGHPOINT PLANNING PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 12/15/2014: HIGHPOINT ADVISOR GROUP, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID (3) 12/15/2014: HIGHPOINT ADVISOR GROUP, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: HIGHPOINT PLANNING PARTNERS (4) 04/22/2015: LEADER PARTNERS, INC. - INV RLE - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 04/09/2015 - 10 HR/MO ALL DURING SECS TRDG HRS - INS TYPES: LIFE, LONG-TERM CARE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-07 |
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