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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-07-22 |
| TX | RA | APPROVED_RES | 2012-09-13 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 03/1996 | Present |
| Bank Of America, Na | Chicago | IL | 09/2009 | Present |
I*8250 For profit or not for profit: Name of outside business organization: MLPF& S CUST FPO A S IRRA FBO AN Investment related: Address of business: Chicago, Illinois 60643 Nature of business: , Position, title, association: , Start date of relationship: 1/8/2018 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 1 Duties: I*: 2047282 Entity Type: Charitable Organization Name of OBA: Warrior-Scholar Project Address: Washington, DC Investment Related: No Position, Title, Association: Fundraising committee Employee Start Date: 10/2024 Number of Hours: 10 hrs mthly Number of Hours during trading: 6 hrs mthly Duties: Fundraising committee I*489817, Entity Type: , Name of OBA: A S, Address: Chicago, Illinois, 60601, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08-Jan-2018, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-06 |
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