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1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-03-11 |
Branch Locations
1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477 • United States
524 Innsbruck Drive, Chaska, MN 55318 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peak Brokerage | Palm Beach Gardens | FL | 10/2015 | 08/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2020 | 03/2021 |
| Northwestern Mutual Investment Services Llc | Edina | MN | 09/2020 | 03/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2020 | 03/2021 |
| Peak Brokerage Services, Llc | Jupiter | FL | 03/2021 | Present |
| Black Ridge Asset Management | Jupiter | FL | 03/2021 | Present |
1 OTHER NON-FINANCIAL SERVICE BUSINESS, N/A, CHASKA, , MINNESOTA, 55318, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 01/13/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BAND MEMBER OF ACCOMPLICE COVER BAND. 2) Blackridge Asset Management; IAR; Start Date: 03/2021 3) Grace Church; Public Security; W-2; Approx 10-20 during trading hours per month 4) DBA Horizon Compass Wealth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-11 |
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