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Michael J Squellati

Wells Fargo Clearing Services, LLC

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-15
TX RA APPROVED_RES 2026-07-15
  • CA RA
    APPROVED
    Since 2026-07-15
  • TX RA
    APPROVED_RES
    Since 2026-07-15

Branch Locations

10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Los Angeles CA 01/2015 07/2026
Wells Fargo Clearing Services, Llc Los Angeles CA 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-02
S63 Uniform Securities Agent State Law Examination 1997-10-17
  • S65 Uniform Investment Adviser Law Examination
    2003-06-02
  • S63 Uniform Securities Agent State Law Examination
    1997-10-17
Other Names
  • Michael J Squellati

View on SEC IAPD

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