Harvey Rodriguez Lopez

Current Employers

Employment History

• 08/2012 → 04/2023
  Lpl Financial
  Mcallen, TX
• 04/2023 → 08/2026
  Cetera Investment Services Llc
  Saint Cloud, MN
• 04/2023 → 08/2026
  Cetera Investment Advisers Llc
  Edinburg, TX
• 08/2026 → Present
  Lpl Financial
  Mcallen, TX
• 08/2026 → Present
  Lone Star National Bank
  Mcallen, TX

Previous Registrations

• 2023-04-25 → 2026-08-18
  Cetera Investment Advisers Llc
  Edinburg, TX
• 2012-08-21 → 2023-05-02
  Lpl Financial Llc
  Mcallen, TX
  New Braunfels, TX
  Edinburg, TX
• 2010-10-15 → 2012-08-22
  Pnc Managed Account Solutions, Inc.
  Houston, TX
• 2010-09-22 → 2010-10-15
  St Johns Wealth Management
  Weslaco, TX
• 2006-09-07 → 2010-07-30
  Chase Investment Services Corp.
  New Braunfels, TX
  Edinburg, TX
  Mcallen, TX
  Mcallen, TX
  Mcallen, TX
  Mcallen, TX
  Mcallen, TX
  El Paso, TX
  El Paso, TX
  El Paso, TX
  El Paso, TX
  Brownsville, TX
  Brownsville, TX
  El Paso, TX
  Mission, TX
  El Paso, TX
  Laredo, TX
  El Paso, TX
  Mcallen, TX
  El Paso, TX
  Edinburg, TX

Other Businesses

1. 08/2026 - Midland National Life, ORG Corp - Non-Variable Insurance - Inv Related – 5 Hour(s)/Month – 5 Hour(s) During Trading – Linn, TX, 78563 – OBA Start Date: 01/01/2021 2. 08/2026 - LSNB Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 08/19/2026

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-08-14
• S63 Uniform Securities Agent State Law Examination
  1996-10-11

Other Names

• Harvey Lopez