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928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-06-03 |
Branch Locations
Schnecksville, PA • United States
928 Grand, Kansas City, MO 64106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capstone Asset Management, Llc | Bethlehem | PA | 09/2010 | 05/2026 |
| Investment Professionals Inc | San Antonio | TX | 06/2012 | 09/2018 |
| Umb Bank | Kansas City | MO | 05/2026 | Present |
| Umb Financial Services Inc | Kansas City | MO | 06/2026 | Present |
| Ameriprise Financial Services, Inc | Bethlehem | PA | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Schnecksville | PA | 03/2020 | 05/2026 |
(1) Psalm 92 LLC. 4439 W. Wyndemere Circle, Schnecksville, PA, 18078. Investment-Related. 03/31/2023. Title: Owner. 8-10 hours per month, 4 during trading hours. Role: Operations. (2) Capstone Asset Management LLC. Title: President/Owner. Role: Operations. W. Wyndemere Circle, Schnecksville, PA, 18078. Investment-Related. 09/01/2010. 8-10 hours per month, 4 during trading hours. (3) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 05/29/2026, 152 hours per month allocated to UMB Bank during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-23 |
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