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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-06
  • CA RA
    APPROVED
    Since 2025-01-06

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Carmel IN 08/2016 01/2021
American Funds Carmel IN 01/2021 05/2024
Capital Group / Capital Client Group, Inc. Los Angeles CA 05/2024 Present
  • 08/2016 → 01/2021
    American Funds
    Carmel, IN
  • 01/2021 → 05/2024
    American Funds
    Carmel, IN
  • 05/2024 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-02-01
S65 Uniform Investment Adviser Law Examination 2011-11-03
  • S63 Uniform Securities Agent State Law Examination
    2012-02-01
  • S65 Uniform Investment Adviser Law Examination
    2011-11-03

View on SEC IAPD

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