Patrick Mazzarella

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2011-07-01

CA RA
APPROVED

Since 2011-07-01

Branch Locations

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Scottsdale	AZ	10/2004	Present

10/2004 → Present

Linsco/Private Ledger Corp.

Scottsdale, AZ

Other Businesses

1. 7/23/2012: NON-VARIABLE INSURANCE - PM WEALTH MANAGEMENT - CONTRACTING AS AN INDEPENDENT CAREER AGENT FOR UNITED HEALTHCARE INSURANCE COMPANY AND ENTITY FOR PERSONAL ACCOUNTING AND TAX PURPOSES. NOT HELD OUT TO THE PUBLIC AS A SECURITIES DBA. - TIME SPENT 10% - SCOTTSDALE, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-06-07
S65	Uniform Investment Adviser Law Examination	1996-05-08
S63	Uniform Securities Agent State Law Examination	1996-04-25

S66 Uniform Combined State Law Examination

2011-06-07
S65 Uniform Investment Adviser Law Examination

1996-05-08
S63 Uniform Securities Agent State Law Examination

1996-04-25