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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-31 |
| FL | RA | APPROVED | 2010-01-01 |
Branch Locations
4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Painewebber Incorporated | Coral Gables | FL | 02/1996 | Present |
| Painewebber Incorporated | Coral Gables | FL | 02/1996 | Present |
| Ubs International Inc. | New York | NY | 06/2002 | Present |
| Ubs Financial Services Inc. | Coral Gables | FL | 01/2010 | Present |
NAME OF OTHER BUSINESS: Key Biscayne Yacht Club / INVESTMENT RELATED?: N / ADDRESS:180 Harbor Drive,Key BiscayneFlorida/ NATURE OF THE BUSINESS: General Nature and object of the KBYC is to promote boating/sailing/dinning, to provide a meeting place for those interested in sport and foster a spirit of helpfulness and fellowship among members. No commercially oriented boating or fishing activity or of any sort./ POSITION: Member of Board of Governors (12) / DUTIES: The business affairs of the KBYC shall be conducted by the Board of Governors consisting of the Commodore, Vice Commodore, Rear Commodore, Secretary, Treasurer, immediate Past Commodore and (12) duly elected Governors shall have control and direction of all club property and activities including power to fix dues, special events, etc. Day-to-day operations, management and administration of the club is designated to the General Manager. / START DATE:4/1/2023 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-20 |
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