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Michael David Spiro

Strategic Advisers LLC

Mesa, AZ

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • AZ RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Mesa, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 03/1997 09/2021
Fidelity Investments Salt Lake City UT 09/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 03/1997 → 09/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2021 → Present
    Fidelity Investments
    Salt Lake City, UT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-11-08 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Mesa, AZ
  • 2019-10-01 → 2021-10-22
    Scottsdale, AZ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-05-20
  • S63 Uniform Securities Agent State Law Examination
    1996-05-20
Designations
Other Names
  • Mike Spiro

View on SEC IAPD

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