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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2009-06-12
  • ID RA
    APPROVED
    Since 2009-06-12

Branch Locations

101 S Capitol Blvd Ste 700, Boise, ID 83702 • United States

Boise, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Boise ID 05/2009 11/2016
Wells Fargo Clearing Services, Llc Boise ID 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV. RELATED; BOISE, ID; OWNER; START DATE 9/11/2017; 0 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, BOISE, ID, 100% OWNERSHIP, START 1/1/2020, ZERO HOURS PER MONTH, ZERO DURING TRADING, RENTING STORAGE UNIT. GO TO MY GARAGE; NOT INVESTMENT RELATED; BOISE,ID; 100% OWNERSHIP; START DATE 01/01/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RENTING STORAGE UNITS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-11
S63 Uniform Securities Agent State Law Examination 1996-04-19
  • S66 Uniform Combined State Law Examination
    2009-06-11
  • S63 Uniform Securities Agent State Law Examination
    1996-04-19

View on SEC IAPD

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