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Mitchell Louis Spiehs

Spiehs Wealth Management, Inc.

Grand Island, NE

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Current Employers
Spiehs Wealth Management, Inc.

904 Concord Avenue, Grand Island, NE 68803 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-21
NE RA APPROVED 2023-10-05
  • TX RA
    APPROVED_RES
    Since 2024-05-21
  • NE RA
    APPROVED
    Since 2023-10-05

Branch Locations

904 Concord Avenue, Grand Island, NE 68803 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Spiehs Farm Cairo NE 01/1984 Present
Gradient Advisors, Llc Shoreview MN 01/2012 10/2019
Spiehs Wealth Management, Inc. Grand Island NE 12/2011 Present
Ae Wealth Management, Llc Topeka KS 10/2019 08/2023
Spiehs Wealth Management, Inc. Grand Island NE 09/2023 Present
Spiehs Properties Llc Grand Island NE 12/2018 Present
Previous Registrations
Other Businesses

1.) SPIEHS WEALTH MANAGEMENT;INVESTMENT RELATED; 904 CONCORD AVENUE, GRAND ISLAND, NE 68803; NATURE: FIXED INSURANCE SALES AND MEDICARE SUPPLEMENT SALES; POSITION: OWNER/SALES/ADVISOR; START: 1/2012. APPROX 100 HRS/MONTH; APPROX 100 HRS/MONTH DURING TRADING. INSURANCE SALES AND SERVICES. 2.) SPIEHS FARM; INVESTMENT RELATED; 5525 NORTH 90TH ROAD,CAIRO, NE 68824; CROP LAND RENTAL; OWNER/FARM MANAGER; START DATE 01/1984; APPROX 1 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; FARM LAND REAL ESTATE. 3.) SPIEHS PROPERTIES LLC; INVESTMENT RELATED; 904 CONCORD AVENUE, GRAND ISLAND, NE 68803; COMMERCIAL RENTAL PROPERTIES; OWNER; START DATE 12/2018; APPROX 10 HRS/MONTH; APPROX 1/2 HR/MONTH DURING TRADING; REAL ESTATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-25
S63 Uniform Securities Agent State Law Examination 1996-03-19
  • S65 Uniform Investment Adviser Law Examination
    2008-11-25
  • S63 Uniform Securities Agent State Law Examination
    1996-03-19

View on SEC IAPD

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