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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-10-21 |
Branch Locations
225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States
Kent, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bellevue | WA | 09/2005 | 05/2022 |
| Ubs | Bellevue | WA | 06/2022 | Present |
FIDUCIARY ACTIVITIES: TRUSTEE. Thorkelson Family Trust. 17625 SE 260th Pl, Covington, WA 98042. 1/hour/month and zero hours during trading hours. I simply pay bills from a checking account when requested. Usually less than 1 hour per month. Start date - 8/27/2008
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-04-30 |
| S65 | Uniform Investment Adviser Law Examination | 1999-04-30 |
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